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International Market and the JOBS Act Amendments Eliminating the Prohibition on General Solicitation and General Advertising Under New Rule 506(c) of Regulation D and Rule 144A


Speaker(s): Daniel K. Winterfeldt, Edward A. Bibko, Laura A. Holleman
Recorded on: Jun. 11, 2014
PLI Program #: 56306

Daniel Winterfelt is the Head of International Capital Markets and the Diversity & Inclusion Partner for CMS Cameron McKenna LLP. Daniel is a US securities partner and has over 15 years-experience practising in the London and New York markets. At the 2012 FT Legal Awards, Daniel Winterfeldt was recognised with the only individual award, being named the Legal Innovator of the Year for his work building the capital markets practice as well as founding and co-chairing both the Forum for US Securities Lawyers in London and the InterLaw Diversity Forum.

Daniel is the founder and Co-Chair of the Forum for US Securities Lawyers in London (the "Forum"), a trade association representing over 1,500 US-qualified lawyers practising at a number of law firms and financial institutions in the London capital markets, as well as market participants including securities exchanges, settlement systems and registrars. Founded in 2006, the Forum is an independent, self-funded organisation dedicated to addressing issues of, application of and compliance with, US securities laws in the London and international capital markets. For additional information on the Forum please visit www.tffuslil.com.


Edward is the head of Baker & McKenzie’s Capital Markets Group within EMEA. He joined Baker & McKenzie’s London office in February 2001. Prior to that time he practiced with law firms in New York and Chicago and was a financial analyst for IBM before becoming a lawyer. Edward is primarily engaged in ECM transactions for issuers across EMEA.

Edward is US and UK qualified. He is ranked as a leading capital markets practitioner in Chambers Global and Legal 500 and nominated for Lawyer of the Year by London's City AM newspaper in 2011. He is also the co-chairman of the U.S. Lawyers in London Forum and a steering committee member of the ABA's section on international securities.


Laura is general counsel of the Investment Banking Division (IBD) with global responsibility for the IBD Legal and the Capital Markets Legal groups. She serves as counsel to the Commitments Committee, is a member of the IBD Client and Business Standards Committee and represents the firm on the Equity Capital Markets Board of the Association for Financial Markets in Europe. Laura is also the Legal Department’s MD ally for the Lesbian, Gay, Bisexual and Transgender (LGBT) Network.

Laura joined Goldman Sachs in 1998 as a vice president in the Special Execution Group (now IBD Legal) and became co-head of the European group in 2001. She was named managing director in 2004.

Prior to joining the firm, Laura was an associate with the London office of Sullivan & Cromwell from 1992 to 1996 and a vice president with J.P. Morgan Investment Management Inc. in London in the Legal and Compliance Department in 1997. Laura earned a BA in International Relations from Michigan State University in 1988 and a JD from The Ohio State University College of Law in 1992. She lives in London.